Arizona Responsible Individual - Lender and Broker Programs
As part of our licensing services we found an industry need to provide RI services to our clients in the state of Arizona. Our goal is to provide a service to our clients where they feel like they are getting something in return. In addition, we are offering a tiered plan depending on your budget constraints.
Because we care about how successful you are in the mortgage lending/brokering business we are willing not only to assist you in obtaining an RI in Arizona but also to provide compliance support to your company in the state through our RI program. As you know, failure to comply with State licensing requirements can be very costly to your business. It is our job and responsibility to make sure you are doing things correctly and it is your job to make mortgage loans. We look forward in being able to help you set up your relationship with our long time RI partner and we look forward to working with your company to enhance your bottom line.
EXECUTIVE RI Program
This program provides the following:
- Quality customer service from a seasoned mortgage professional.
- Responsible Individual (RI) representation in the State of Arizona.
- An assigned brick and mortar location.
- Policy & Procedure Manual for Arizona
- A quarterly Arizona State Compliance file review (number of files to be determined).
- A quarterly Arizona State Compliance declined file review (number of files to be determined).
- A professional liaison to meet with the Arizona Department of Financial Institutions to coordinate your examinations.
- Monthly updates to keep you informed and competitive in the industry.
- A review and assessment of your Arizona Advertising.
- Annual Renewals of your Arizona State License will be provided within renewal timeframes.
- Complete Arizona Secretary of State annual renewal will be performed.
- Arizona Branch Licensing.
- An Annual Compliance review of your financial statements will be performed in accordance with Arizona Requirements.
- An Arizona State Compliance manual with quarterly updates.
PREMIUM RI Program
This program provides the following:
- Quality customer service from a seasoned mortgage professional.
- Responsible Individual (RI) representation in the State of Arizona.
- An assigned brick and mortar location.
- Policy & Procedure Manual for Arizona.
- A quarterly Arizona state compliance file review (number of files to be determined).
- A quarterly Arizona State Compliance declined file review (number of files to be determined).
- A professional liaison to meet with the Arizona Department of Financial Institutions to coordinate your examinations.
- Monthly updates to keep you informed and competitive in the industry.
Mortgage Broker Flex Program
Flex Program I - 5 Loans and Under Per Month
This program provides the following:
- Quality customer service from a seasoned mortgage professional.
- Responsible Individual (RI) representation in the State of Arizona.
- An assigned brick and mortar location.
- Policy & Procedure Manual for Arizona.
- A quarterly Arizona State Compliance file review (number of files to be determined).
- A quarterly Arizona State Compliance declined file review (number of files to be determined).
- A professional liaison to meet with the Arizona Department of Financial Institutions to coordinate your examinations.
- Monthly updates to keep you informed and competitive in the industry.
- An Arizona State Compliance manual with quarterly updates.
- NO per file fee charge.
Flex Program II - 5+ Loans Per Month
This program provides the following:
- Quality customer service from a seasoned mortgage professional.
- Responsible Individual (RI) representation in the State of Arizona.
- An assigned brick and mortar location.
- Policy & Procedure Manual for Arizona.
- A quarterly Arizona State Compliance file review (number of files to be determined).
- A quarterly Arizona State Compliance declined file review (number of files to be determined).
- A professional liaison to meet with the Arizona Department of Financial Institutions to coordinate your examinations.
- Monthly updates to keep you informed and competitive in the industry.
- A review and assessment of your Arizona Advertising.
- Annual Renewals of your Arizona State License will be provided within renewal timeframes.
- Complete Arizona Secretary of State annual renewal will be performed.
- Arizona Branch Licensing.
- An Annual Compliance review of your financial statements will be performed in accordance with Arizona requirements.
- An Arizona State Compliance manual with quarterly updates.
- NO per file fee charge.
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Additional Services
- RI's
- Commercial Licensing
- CA Escrow License
- Fannie Mae Licensing
- Freddie Mac Licensing
- Warehouse Line Applications
- Incorporations
- Registered Agents
- Customized Resumes
- Business Plan / Company Profile (state specific)